A strong fiduciary process isn't built on one big decision. It's built through consistent oversight, clear responsibilities, and a repeatable process that helps support your retirement plan over time.
This quarter's Fiduciary Foundations newsletter explores practical ways plan sponsors can strengthen fiduciary governance and make more informed decisions for their organization and employees.
Fiduciary Excellence Depends on These 3 Things
Learn how clear accountability, defined responsibilities, and a repeatable decision-making process can help create a stronger foundation for fiduciary oversight.
5 ERISA Fiduciary Duties Made Simple
Take a closer look at the five core fiduciary duties under ERISA and how they support thoughtful retirement plan oversight through changing markets and evolving regulations.
3 Practical Ways to Strengthen Your Fiduciary Process
Discover three practical habits that can help reinforce your fiduciary process, including following your Investment Policy Statement (IPS), documenting decisions, and benchmarking your plan regularly.
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Valenta Capital Management
12245 North Pecos Street
Suite 100
Westminster, CO 80234
(303) 951-5975
Securities offered through Purshe, Kaplan, Sterling Investments, Member FINRA/SIPC, headquartered at 80 State St., Albany, NY 12207. Advisory services offered through Concurrent Investment Advisors d/b/a Valenta Capital Management, an SEC Registered Investment Advisor. Purshe, Kaplan, Sterling Investments and Concurrent Investment Advisors d/b/a Valenta Capital Management are not affiliated companies.
Valenta Capital Management provides all investment advisory services through Concurrent Investment Advisors LLC, an SEC Registered Investment Advisor. Brokerage services offered through Purshe Kaplan Sterling Investments (PKS), Member FINRA/SIPC, headquartered at 80 State Street, Albany, NY 12207. PKS and Concurrent Investment Advisors d/b/a Valenta Capital Management are not affiliated companies.
This information was developed as a general guide to educate plan sponsors and is not intended as authoritative guidance or tax/legal advice. Each plan has unique requirements, and you should consult your attorney or tax advisor for guidance on your specific situation.
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